Ebook: Wiley Series 4 Exam Review 2016 + Test Bank: The Registered Options Principal Examination
Author: Securities Institute of America
- Tags: Business, Finance, Nonfiction, BUS027000
- Series: Wiley FINRA #4
- Year: 2015
- Publisher: Wiley
- Edition: 4
- Language: English
- epub
The Registered Options Principal Qualification Examination (Series 4) was designed to test a candidate's knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the exam, a registered person may supervise a FINRA member firm's options business and is qualified to oversee trades on all forms of options, from equity options to foreign currency options to options on government and mortgage-backed securities. The subject areas covered in the exam are: Options Investment Strategies; Supervision of Sales Activities and Trading Practices; Supervision of Employees, Business Conduct; and Recordkeeping and Reporting Requirements.
Created by the experts at the Securities Institute of America, Inc., Wiley Series 4 Exam Review 2016 arms you with what you need to score high on the test. Designed to let you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test, it provides:
Wiley Series 4 Exam Review 2016 is your ticket to passing the Series 4 test on the first try—with flying colors!