Ebook: Wiley Series 63 Exam Review 2016 + Test Bank: The Uniform Securities Examination

The go-to guide to acing the Series 63 Exam! Passing the Uniform Securities Agent State Law Examination (Series 63) qualifies an individual to act as a securities agent. The exam covers the principles of state securities regulation as reflected in the Uniform Securities Act and its amendments and related rules, as well as ethical practices and fiduciary obligations. Many states require an agent to pass the Series 63 exam in addition to the Series 6, 7 or 62 exams to conduct securities business within the state. Created by the experts at The Securities Institute of America, Inc., Wiley Series 63 Exam Review 2016 arms you with everything you need to pass this challenging 60-question test. Designed to help you build and fine-tune your knowledge of all areas covered in the exam and to guarantee that you're prepared mentally and strategically to take the test. Wiley Series 63 Exam Review 2016 is your ticket to passing the Series 63 test on the first try--with flying colors!;Series; Title Page; Copyright; About the Series 63 Exam; Taking the Series 63 Exam; How to Prepare for the Series 63 Exam; How Much Has the Series 63 Exam Changed?; Why Do I Need to Take the Series 63 Exam?; What Score Is Needed to Pass the Exam?; Are There Any Prerequisites for the Series 63?; How Do I Schedule an Exam?; What Must I Take to the Exam Center?; How Soon Will I Receive the Results of the Exam?; About This Book; About the Test Bank; About The Securities Institute of America; Chapter 1: Federal Law Review; The Securities Act of 1933; The Prospectus; The Final Prospectus.